Insights

FCA warning: UK financial services companies lack adequate governance systems and controls

FCA has issued a series of warnings to financial services providers in the UK about the lack of adequate governance systems and controls.

CBUAE issues new AML regulation for licensed financial institutions (LFIs)

CBUAE has issued a new anti money laundering and financial terrorism regulatory guidance for licensed financial institutions (LFIs).

UK SOX: Who, what and when?

What is UK SOX all about? Who is it for? And when is it going into effect? Read our quick guide to find out.

What does the US Sarbanes-Oxley (SOX) Act of 2002 stand for?

What does SOX stand for? Who is it for? And what are SOX's most important controls? Find out in our quick guide here.

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