Oct 26, 20217 minFCA warning: UK financial services companies lack adequate governance systems and controlsFCA has issued a series of warnings to financial services providers in the UK about the lack of adequate governance systems and controls.
Oct 7, 20214 minCBUAE issues new AML regulation for licensed financial institutions (LFIs)CBUAE has issued a new anti money laundering and financial terrorism regulatory guidance for licensed financial institutions (LFIs).
Sep 22, 20212 minImproving governance and compliance with internal controls softwareWhat is internal controls software? And how can it help your organisation achieve its governance and compliance goals? Find out in our quick
Sep 1, 20213 minBest practices for managing internal controls post-COVIDIn this quick guide, we review some of the best practices and considerations for internal audit teams to adapt to the new normal.
Aug 24, 20213 minUK SOX: Who, what and when?What is UK SOX all about? Who is it for? And when is it going into effect? Read our quick guide to find out.
Aug 16, 20214 minWhat does the US Sarbanes-Oxley (SOX) Act of 2002 stand for?What does SOX stand for? Who is it for? And what are SOX's most important controls? Find out in our quick guide here.