Tighter regulation and governance expectations: The challenges for ManCos in 2022
The ManCo industry is facing increasing pressure from regulators globally for greater accuracy and operational efficiencies.
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Insights
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- Mar 24, 2022
- 4 min
UK host authorised fund managers (aka ACDs) fall short on governance standards according to FCA
Last year, the FCA registered some major limitations in the governance structures, conflicts of interest management and operational controls
- Feb 16, 2022
- 2 min
Leading US Broker Dealer challenger used ControlNet to strengthen its governance capabilities
A leading US challenger brokerage has chosen ControlNet's end-to-end risk and control management system to strengthen its governance and sup
- Jan 5, 2022
- 2 min
Operational resilience – what’s all the fuss about?
Operational resilience is quickly becoming a buzzword. But, what's all the fuss about? Nigel Munden, founder and MD at the UK-based assess
- Dec 8, 2021
- 4 min
The state of corporate governance in 2021: Q&A with Michael Ruck
What does corporate governance mean in 2021? Read our latest Q&A with Michael Ruck, Partner at K&L Gates, to find out.
- Oct 26, 2021
- 7 min
FCA warning: UK financial services companies lack adequate governance systems and controls
FCA has issued a series of warnings to financial services providers in the UK about the lack of adequate governance systems and controls.
- Oct 7, 2021
- 4 min
CBUAE issues new AML regulation for licensed financial institutions (LFIs)
CBUAE has issued a new anti money laundering and financial terrorism regulatory guidance for licensed financial institutions (LFIs).
- Sep 22, 2021
- 2 min
Improving governance and compliance with internal controls software
What is internal controls software? And how can it help your organisation achieve its governance and compliance goals? Find out in our quick
- Sep 1, 2021
- 3 min
Best practices for managing internal controls post-COVID
In this quick guide, we review some of the best practices and considerations for internal audit teams to adapt to the new normal.
- Aug 24, 2021
- 3 min
UK SOX: Who, what and when?
What is UK SOX all about? Who is it for? And when is it going into effect? Read our quick guide to find out.
- Aug 16, 2021
- 4 min
What does the US Sarbanes-Oxley (SOX) Act of 2002 stand for?
What does SOX stand for? Who is it for? And what are SOX's most important controls? Find out in our quick guide here.
- Aug 2, 2021
- 3 min
How does internal control work? - Introduction to the 'COSO' and '3 lines of defence' models
How do internal controls work? And what are the 'COSO' and the '3 lines of defence' models all about? In our blog below, we discuss in detai
- Jul 21, 2021
- 3 min
What are internal controls?
In this quick guide, we take a look at the different types of internal controls within organisations.
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