Apr 12, 20224 minTighter regulation and governance expectations: The challenges for ManCos in 2022The ManCo industry is facing increasing pressure from regulators globally for greater accuracy and operational efficiencies.
Mar 24, 20224 minUK host authorised fund managers (aka ACDs) fall short on governance standards according to FCALast year, the FCA registered some major limitations in the governance structures, conflicts of interest management and operational controls
Dec 8, 20214 minThe state of corporate governance in 2021: Q&A with Michael RuckWhat does corporate governance mean in 2021? Read our latest Q&A with Michael Ruck, Partner at K&L Gates, to find out.
Oct 26, 20217 minFCA warning: UK financial services companies lack adequate governance systems and controlsFCA has issued a series of warnings to financial services providers in the UK about the lack of adequate governance systems and controls.