Insights

Tighter regulation and governance expectations: The challenges for ManCos in 2022

The ManCo industry is facing increasing pressure from regulators globally for greater accuracy and operational efficiencies.

UK host authorised fund managers (aka ACDs) fall short on governance standards according to FCA

Last year, the FCA registered some major limitations in the governance structures, conflicts of interest management and operational controls

The state of corporate governance in 2021: Q&A with Michael Ruck

What does corporate governance mean in 2021? Read our latest Q&A with Michael Ruck, Partner at K&L Gates, to find out.

FCA warning: UK financial services companies lack adequate governance systems and controls

FCA has issued a series of warnings to financial services providers in the UK about the lack of adequate governance systems and controls.

CBUAE issues new AML regulation for licensed financial institutions (LFIs)

CBUAE has issued a new anti money laundering and financial terrorism regulatory guidance for licensed financial institutions (LFIs).

Best practices for managing internal controls post-COVID

In this quick guide, we review some of the best practices and considerations for internal audit teams to adapt to the new normal.

UK SOX: Who, what and when?

What is UK SOX all about? Who is it for? And when is it going into effect? Read our quick guide to find out.

How does internal control work? - Introduction to the 'COSO' and '3 lines of defence' models

How do internal controls work? And what are the 'COSO' and the '3 lines of defence' models all about? In our blog below, we discuss in detai

What are internal controls?

In this quick guide, we take a look at the different types of internal controls within organisations.

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